"2026 315 Securities Platform User Privacy Violation Ranking" Released – Quite a Few Problem Platforms Indeed

Operator Finance News

Coinciding with the annual March 15 Consumer Rights Day, Operator Finance News has summarized issues and phenomena related to consumer rights violations across various financial sectors over the past year. Regarding the brokerage industry, the publication released the “Operator Finance News 2026 March 15 Securities Platform Privacy Infringement List.” Several companies have been publicly named due to violations on their internet platforms.

According to the National Cybersecurity Notification Center,

Datong Securities’ app version V9.00.46;

Shanxi Securities’ app “Huitong Qifu - Shanxi Securities” version 7.7.4.1;

Yintai Securities’ app “Yintai Zhangyibao” version 5.1.0;

Caidar Securities’ app “Caidar Financial Daily” version 3.65;

Shengang Securities’ app “Shengang Securities” version 3.1.7;

Chengtong Securities’ app “Chengtong Securities” version 6.0.3.0;

Wukuang Securities’ app “Wukuang Securities” version 3.40.2, among others,

have been named one or more times.

Their violations include, but are not limited to, “failing to inform individuals about recipient information and obtaining individual consent,” “app client providing personal information to third parties,” “not clearly prompting users with privacy policies and data collection rules,” and “not implementing security measures such as encryption or de-identification.”

Additionally, according to the Shanghai Communications Administration,

Guotai Haitong Securities’ app “Guotai Haitong Junhong” version 9.19.16;

Everbright Securities’ “Everbright Securities Technology e-Station”;

Huabao Securities’ “Huabao Securities”;

Orient Securities’ “Orient Winner” version 6.0.5;

Shenwan Hongyuan Securities’ “Shenwan Hongyuan” version 1.3.81 and “Shenwan Hongyuan Securities” version 6.0.6;

have also been publicly named and notified.

Their violations include, but are not limited to, “auto-start and related start behaviors,” “failing to clearly disclose personal information processing rules,” “forcing, frequently requesting, or excessively requesting permissions,” and “difficulty in account cancellation.”

Overall, many internet platforms within the securities industry are involved in privacy violations, with numerous violations reported. Some securities firms have been explicitly named and may face further actions such as suspension of access, administrative penalties, or inclusion in the telecommunications business blacklist.

This underscores the need for securities industry leaders to strengthen their oversight.

(Editor: Fu Zhen)

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